Unum Group — Director's Dealing 2021

Mar 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2021-03-01

Reporting Person: IGLESIAS LISA G (EVP, General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	F	661	$27.20	Disposed	100765	Direct
2021-03-01	Common Stock	F	884	$27.20	Disposed	99881	Direct
2021-03-01	Common Stock	F	1280	$27.20	Disposed	98601	Direct
2021-03-01	Common Stock	A	13649	—	Acquired	112250	Direct

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,712.814 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 23,292 restricted stock units, 19,768 stock success units ("SSUs"), and 57,705 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,627.227 stock-settled RSUs.

F4: Includes 19,664 stock-settled RSUs, 19,768 SSUs, and 60,448 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,255.000 stock-settled RSUs.

F6: Includes 14,409 stock-settled RSUs, 19,768 SSUs, and 64,423 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F8: Includes 28,058 stock-settled RSUs, 19,768 SSUs, and 64,423 shares of common stock. Fractional amounts have been rounded to the nearest whole number.