Unum Group — Director's Dealing 2021

Mar 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2021-03-01

Reporting Person: McKenney Richard P (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	F	10147	$27.20	Disposed	823073	Direct
2021-03-01	Common Stock	F	11734	$27.20	Disposed	811339	Direct
2021-03-01	Common Stock	F	8872	$27.20	Disposed	802467	Direct
2021-03-01	Common Stock	M	22544	—	Acquired	825011	Direct
2021-03-01	Common Stock	D	22544	$27.20	Disposed	802467	Direct
2021-03-01	Common Stock	A	137868	—	Acquired	940335	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-01	Restricted Stock Units	$	M	22544	Disposed		Common Stock (22544.0)	Direct

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 25,785.348 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 128,862 restricted stock units, 186,368 stock success units ("SSUs"), and 507,843 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 29,819.342 stock-settled RSUs.

F4: Includes 99,043 stock-settled RSUs, 186,368 SSUs, and 525,928 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,544.000 stock-settled RSUs.

F6: Includes 76,499 stock-settled RSUs, 186,368 SSUs, and 539,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: Includes 76,499 stock-settled RSUs, 186,368 SSUs, and 562,144 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F8: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F9: Includes 214,367 stock-settled RSUs, 186,368 SSUs, and 539,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F10: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

F11: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.