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Unum Group Director's Dealing 2020

Mar 4, 2020

30521_dirs_2020-03-03_6b4a8467-79ff-439f-8275-828db18633bf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2020-03-01

Reporting Person: Arnold Timothy Gerald (EVP, VB & President, Colonial)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-01 Common Stock F 495 $23.31 Disposed 43246 Direct
2020-03-01 Common Stock F 663 $23.31 Disposed 42583 Direct
2020-03-01 Common Stock F 865 $23.31 Disposed 41718 Direct
2020-03-01 Common Stock A 14748 Acquired 56466 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 642.702 Indirect

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,703.704 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 13,680 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 29,566 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,284.762 stock-settled RSUs.

F4: Includes 11,395 stock-settled RSUs and 31,188 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,982.574 stock-settled RSUs.

F6: Includes 8,413 stock-settled RSUs and 33,305 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.

F8: Includes 23,161 stock-settled RSUs and 33,305 shares of common stock. Fractional amounts have been rounded to the nearest whole number.