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Unum Group — Director's Dealing 2020
Mar 4, 2020
30521_dirs_2020-03-03_6b4a8467-79ff-439f-8275-828db18633bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2020-03-01
Reporting Person: Arnold Timothy Gerald (EVP, VB & President, Colonial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-01 | Common Stock | F | 495 | $23.31 | Disposed | 43246 | Direct |
| 2020-03-01 | Common Stock | F | 663 | $23.31 | Disposed | 42583 | Direct |
| 2020-03-01 | Common Stock | F | 865 | $23.31 | Disposed | 41718 | Direct |
| 2020-03-01 | Common Stock | A | 14748 | — | Acquired | 56466 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 642.702 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,703.704 stock-settled RSUs (as defined in footnote (2) below).
F2: Includes 13,680 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 29,566 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,284.762 stock-settled RSUs.
F4: Includes 11,395 stock-settled RSUs and 31,188 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,982.574 stock-settled RSUs.
F6: Includes 8,413 stock-settled RSUs and 33,305 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2021.
F8: Includes 23,161 stock-settled RSUs and 33,305 shares of common stock. Fractional amounts have been rounded to the nearest whole number.