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Unum Group — Director's Dealing 2018
Aug 3, 2018
30521_dirs_2018-08-02_ac93973e-945f-4914-811f-8504a073a93f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2018-07-31
Reporting Person: Farrell Breege A (EVP, Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-31 | Common Stock | S | 7500 | $40.6584 | Disposed | 53153 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2018.
F2: Reflects the weighted average price for multiple sale transactions ranging in price from $40.61 per share to $40.81 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Includes 11,282 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 41,871 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F4: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 66.774 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.