AI assistant
Unum Group — Director's Dealing 2016
Nov 17, 2016
30521_dirs_2016-11-17_273ad7b1-8808-42ef-91f3-5355cce22dd0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2016-11-15
Reporting Person: McGarry John F (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-15 | Common Stock | M | 5520 | $26.29 | Acquired | 67445 | Direct |
| 2016-11-15 | Common Stock | S | 5520 | $41.14 | Disposed | 61925 | Direct |
| 2016-11-15 | Common Stock | M | 6613 | $23.35 | Acquired | 68538 | Direct |
| 2016-11-15 | Common Stock | S | 6613 | $41.14 | Disposed | 61925 | Direct |
| 2016-11-15 | Common Stock | M | 4850 | $24.25 | Acquired | 66775 | Direct |
| 2016-11-15 | Common Stock | S | 4850 | $41.14 | Disposed | 61925 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-15 | Employee Stock Option (right to buy) | $26.29 | M | 5520 | Disposed | 2019-02-22 | Common Stock (5520) | Direct |
| 2016-11-15 | Employee Stock Option (right to buy) | $23.35 | M | 6613 | Disposed | 2020-02-21 | Common Stock (6613) | Direct |
| 2016-11-15 | Employee Stock Option (right to buy) | $24.25 | M | 4850 | Disposed | 2021-02-20 | Common Stock (4850) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3037.8 | Indirect |
| Common Stock | 805.23 | Indirect |
Footnotes
F1: Includes 26,176 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 41,269 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F2: Includes 26,176 stock-settled RSUs and 35,749 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3: Includes 26,176 stock-settled RSUs and 42,362 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F4: Includes 26,176 stock-settled RSUs and 40,599 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5: The options vest in three equal annual installments beginning on February 22, 2012.
F6: The options vest in three equal annual installments beginning on February 21, 2013.
F7: The options vest in three equal annual installments beginning on February 20, 2014.