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Unum Group — Director's Dealing 2011
Feb 24, 2011
30521_dirs_2011-02-24_dac6e24e-bc0a-45f1-9bb5-07f525edc630.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2011-02-22
Reporting Person: McGarry John F (EVP, President & CEO, Unum UK)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-22 | Common Stock | A | 7388.0 | $0.0 | Acquired | 44690.0 | Direct |
| 2011-02-23 | Common Stock | F | 1056.0 | $26.87 | Disposed | 43634.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-22 | Employee Stock Options (right to buy) | $26.29 | A | 5520.0 | Acquired | 2019-02-22 | Common Stock (5520.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2740.8012 | Indirect |
| Common Stock | 720.305 | Indirect |
Footnotes
F1: All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 22, 2012.
F2: Includes 31,553 stock-settled RSUs and 13,137 shares of common stock.
F3: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 82.902 stock-settled RSUs pursuant to the reinvestment of dividends after the date of the reporting person's prior Form 4.
F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,106.229 stock-settled RSUs.
F5: Includes 28,447 stock-settled RSUs and 15,187 shares of common stock.
F6: The options vest in three equal annual installments beginning on February 22, 2012.