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Unum Group — Director's Dealing 2009
Feb 26, 2009
30521_dirs_2009-02-26_eeae5208-9f20-462c-b41e-436a3997dcd5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2009-02-24
Reporting Person: Horn Randall C (EVP, President & CEO, Colonial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-02-24 | Common Stock | F | 2615.0 | $11.37 | Disposed | 67147.0 | Direct |
| 2009-02-24 | Common Stock | A | 39479.0 | $11.37 | Acquired | 106626.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-02-24 | Employee Stock Options (right to buy) | $0.0 | A | 33624.0 | Acquired | 2017-02-24 | Common Stock (33624.0) | Direct |
Footnotes
F1: All are restricted stock units withheld to pay tax on vesting of 6,953 RSUs.
F2: Includes 13,907 restricted stock units, 23,630 shares of restricted stock, and 29,610 shares held outside any plan.
F3: All are restricted stock units.
F4: Includes 53,386 restricted stock units, 23,630 shares of restricted stock, and 29,610 shares held outside any plan.
F5: Conversion is one for one.
F6: All are stock options on the common stock of the company.
F7: 1/3 exercisable per year beginning on each of the following dates: 02/24/2010, 02/24/2011, and 02/24/2012
F8: Expires 2/24/2017