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Unum Group — Director's Dealing 2009
Feb 26, 2009
30521_dirs_2009-02-26_35233ef3-fe62-4296-9df6-37bb2d45d3f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2009-02-24
Reporting Person: MCCARTHY KEVIN P (President and CEO, Unum US)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-02-24 | Common Stock | F | 3848.0 | $11.37 | Disposed | 102911.0 | Direct |
| 2009-02-24 | Common Stock | A | 80501.0 | $11.37 | Acquired | 183412.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-02-24 | Employee Stock Option (right to buy) | $0.0 | A | 68562.0 | Acquired | 2017-02-24 | Common Stock (68562.0) | Direct |
Footnotes
F1: All restricted stock units withheld to pay tax on vesting of 11,522, RSUs.
F2: Includes 23,046 restricted stock units, 25,285 shares of restricted stock, 3,554 shares held in the company ESPP, and 51,026 shares held outside any plan.
F3: All restricted stock units.
F4: Includes 103,547 restricted stock units, 25,285 shares of restricted stock, 3,554 shares held in the company ESPP, and 51,026 shares held outside any plan.
F5: Conversion is one for one.
F6: All are stock options on the common stock of the company.
F7: 1/3 exercisable per year beginning on each of the following dates: 2/24/2010; 2/24/2011; and 2/24/2012
F8: Expires 2/24/2017