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Unum Group — Director's Dealing 2009
Feb 26, 2009
30521_dirs_2009-02-26_1a03237e-7af2-40c7-828a-bf6fd3f363df.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2009-02-24
Reporting Person: Ring Susan L (EVP, President & CEO, Unum UK)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-02-24 | Common Stock | F | 1676.0 | $11.37 | Disposed | 44310.0 | Direct |
| 2009-02-24 | Common Stock | A | 20976.0 | $11.37 | Acquired | 65286.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-02-24 | Employee Stock Option (right to buy) | $0.0 | A | 17865.0 | Acquired | Common Stock (17865.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 445.0 | Indirect |
Footnotes
F1: Restricted stock units withheld to pay tax on vesting of 4,086 RSUs.
F2: Includes 8,173 restricted stock units, 13,037 shares of restricted stock, 5 shares in a dividend reinvestment plan, and 23,095 shares held outside any plan.
F3: All are restricted stock units.
F4: Includes 29,149 restricted stock units, 13,037 shares of restricted stock, 5 shares in a dividend reinvestment plan, and 23,095 shares held outside any plan.
F5: Conversion is one for one.
F6: All are stock options on the company stock.
F7: 1/3 are exercisable beginning on each of the following dates: 2/24/2010; 2/24/2011; and 2/24/2012.
F8: Expires 2/24/2017