AI assistant
Unum Group — Director's Dealing 2009
Mar 2, 2009
30521_dirs_2009-03-02_ba6c2f4c-9754-4934-800f-9b079898e934.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2009-02-24
Reporting Person: GREVING ROBERT C (EVP, CFO & Chief Actuary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-02-24 | Common Stock | F | 2500.0 | $11.37 | Disposed | 108165.0 | Direct |
| 2009-02-24 | Common Stock | A | 34409.0 | $11.37 | Acquired | 108165.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-02-24 | Employee Stock Options (right to buy) | $0.0 | A | 29306.0 | Acquired | 2017-02-24 | Common Stock (29306.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 196.0 | Indirect |
| Common | 8198.0 | Indirect |
Footnotes
F1: All are restricted stock units withheld to pay taxes on the vesting of 8,217 restricted stock units.
F2: The total amount of securities shown as beneficially owned (column 5) on this late filing takes into account the transactions reported on a subsequent Form 4 timely filed on February 27, 2009, and include 50,844 restricted stock units, 8,834 shares of restricted stock, 5,962 shares held in the company ESPP, and 42,525 shares held outside any plan. [Had this Form 4 been timely filed (i.e., on February 26, 2009), the amount shown in column five would have been 77,344 (comprised of 16,435 restricted stock units, 21,540 shares of restricted stock, 5,962 shares held in the company ESPP, and 33,407 shares held outside any plan).]
F3: All are restricted stock units.
F4: The total amount of securities shown as beneficially owned (column 5) on this late filing takes into account the transactions reported on a subsequent Form 4 timely filed on February 27, 2009, and include 50,844 restricted stock units, 8,834 shares of restricted stock, 5,962 shares held in the company ESPP, and 42,525 shares held outside any plan. [Had this Form 4 been timely filed (i.e., on February 26, 2009), the amount shown in column five would have been 111,753 (comprised of 50,844 restricted stock units, 21,540 shares of restricted stock, 5,962 shares held in the company ESPP, and 33,407 shares held outside any plan).]
F5: Conversion is one for one.
F6: All are stock options on common stock of the company.
F7: 1/3 may be exercised beginning on each of the following years: 2/24/2010, 2/24/2011, and 2/24/2012.
F8: Expires 2/24/2017