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Unum Group — Director's Dealing 2009
Aug 18, 2009
30521_dirs_2009-08-18_52aa2538-406a-4509-8651-016e271153b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2009-08-14
Reporting Person: BEST ROBERT O (EVP, COO, Unum US)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-14 | Common Stock | M | 23590.0 | $13.719 | Acquired | 222205.0 | Direct |
| 2009-08-14 | Common Stock | S | 18335.0 | $21.331 | Disposed | 203870.0 | Direct |
| 2009-08-18 | Common Stock | S | 5000.0 | $20.9917 | Disposed | 198870.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-14 | Employee Stock Option (right to buy) | $13.719 | M | 7784.0 | Disposed | 2010-02-25 | Common Stock (7784.0) | Direct |
| 2009-08-14 | Employee Stock Option (right to buy) | $13.719 | M | 7785.0 | Disposed | 2010-02-25 | Common Stock (7785.0) | Direct |
| 2009-08-14 | Employee Stock Option (right to buy) | $13.719 | M | 8021.0 | Disposed | 2010-02-25 | Common Stock (8021.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3902.0 | Indirect |
Footnotes
F1: 73,245 restricted stock units (including dividend equivalent rights), 9,103 shares of restricted stock, 4,678 shares in the company ESPP, and 135,179 shares held outside any plan.
F2: Reflects weighted average price for multiple sale transactions ranging in price from $21.32 per share to $21.34 per share, inclusive. The reporting person undertakes to provide to Unum Group, any security holder of Unum Group, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.
F3: Includes 73,245 restricted stock units (including dividend equivalent rights), 9,103 shares of restricted stock, 4,678 shares in the company ESPP, and 116,844 shares held outside any plan.
F4: Reflects weighted average price for multiple sale transactions ranging in price from $20.9901 per share to $20.992 per share, inclusive.
F5: Includes 73,245 restricted stock units (including dividend equivalent rights), 9,103 shares of restricted stock, 4,678 shares in the company ESPP, and 111,844 shares held outside any plan.