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Unum Group — Director's Dealing 2009
Sep 3, 2009
30521_dirs_2009-09-03_0b7ca006-4fa7-44aa-a3bd-638cc303abbd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2009-09-01
Reporting Person: Ring Susan L (EVP, President & CEO, Unum UK)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-09-01 | Common Stock | M | 474.0 | $13.719 | Acquired | 62522.0 | Direct |
| 2009-09-02 | Common Stock | S | 118.0 | $20.77 | Disposed | 62404.0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-09-01 | Employee Stock Option (right to buy) | $13.719 | M | 474.0 | Disposed | 2010-02-25 | Common Stock (474.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 445.0 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Includes 29,393 restricted stock units, 4,546 shares of restricted stock, and 28,583 shares held outside any plan.
F3: Includes 29,393 restricted stock units, 4,546 shares of restricted stock, and 28,465 shares held outside any plan.
F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F5: The option became exercisable in three equal annual installments beginning on February 25, 2001.