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Unum Group — Director's Dealing 2008
Apr 1, 2008
30521_dirs_2008-04-01_2a80e8f9-f188-4278-aa3e-7da21adebbff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2008-03-28
Reporting Person: RELATIONAL INVESTORS LLC (10% Owner)
Reporting Person: WHITWORTH RALPH V (10% Owner)
Reporting Person: BATCHELDER DAVID H (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-03-28 | Common Stock | P | 650000 | $21.90 | Acquired | 35395908 | Indirect |
| 2008-03-31 | Common Stock | P | 567122 | $22.02 | Acquired | 35963030 | Indirect |
Footnotes
F1: Relational Investors, LLC, is the sole general partner of Relational Investors, L.P., Relational Fund Partners, L.P., Relational Coast Partners, L.P., Relational Partners, L.P., RH Fund 1, L.P., RH Fund 2, L.P., RH Fund 4, L.P., RH Fund 6, L.P., RH Fund 7, L.P., Relational Investors VIII, L.P., Relational Investors IX, L.P., Relational Investors XI, L.P., Relational Investors XV, L.P., Relational Investors XVI, L.P., Relational Investors XX, L.P., Relational Investors XXII, L.P., and the sole managing member of Relational Asset Management LLC and Relational Investors X GP LLC which serve as the sole general partners of Relational Investors III, L.P. and Relational Investors X, L.P., respectively.
F2: These Limited Partnerships own a total of 30,873,216 shares. An additional 5,089,814 shares are held in accounts managed by Relational Investors, LLC. All shares are owned indirectly by Relational Investors, LLC, and by Ralph V. Whitworth and David H. Batchelder (each of which is a reporting person hereunder), principals of Relational Investors, LLC. The reporting persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein.