UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2020

Jun 17, 2020

SEC Form 4/A — Form 4/A

Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2020-06-04

Reporting Person: MCWATERS KIMBERLY J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-04	Common Stock, $0.0001 par value	S	17339	$7.50	Disposed	377953	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.0001 par value	707	Indirect

Footnotes

F1: The transaction was effected pursuant to a Rule 10b5-1 plan, dated 3/13/2020, adopted by the Reporting Person.

F2: Due to a broker error, the Form 4 filed by the Reporting Person on June 4, 2020 incorrectly reported that 3,473 shares were sold that day. This amendment reflects the correct amount of shares sold on June 4, 2020.

F3: The shares were sold at prices ranging from $7.500 - $7.555. The Reporting Person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: Represents the number of securities beneficially owned as of June 10, 2020 when the Rule 10b5-1 plan was completed (giving effect to all reported sales subsequent to June 4, 2020).