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UNIVERSAL TECHNICAL INSTITUTE INC — Director's Dealing 2017
Nov 16, 2017
31931_dirs_2017-11-16_322f84a8-daef-486f-9614-4369f863089d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL TECHNICAL INSTITUTE INC (UTI)
CIK: 0001261654
Period of Report: 2017-11-15
Reporting Person: MCWATERS KIMBERLY J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-15 | Common Stock, $0.0001 par value | P | 4745 | $3.625 | Acquired | 578538 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.0001 par value | 707 | Indirect |
Footnotes
F1: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2017.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.52 to $3.73, inclusive. The reporting person undertakes to provide
to Universal Technical Institute, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of
shares purchased at each separate price within the range set forth in this footnote to this Form 4.