UNIVERSAL ELECTRONICS INC — Director's Dealing 2025

Feb 11, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2025-02-07

Reporting Person: ARLING PAUL D (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-02-07	Common Stock	M	12000	—	Acquired	282795	Indirect
2025-02-07	Common Stock	F	5424	$10.04	Disposed	277371	Indirect
2025-02-09	Common Stock	M	4711	—	Acquired	282082	Indirect
2025-02-09	Common Stock	F	1971	$10.04	Disposed	280111	Indirect
2025-02-10	Common Stock	M	2532	—	Acquired	282643	Indirect
2025-02-10	Common Stock	F	1059	$9.74	Disposed	281584	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2025-02-07	Restricted Stock Units	$	M	12000	Disposed		Common Stock (12000)	Direct
2025-02-08	Employee Stock Option (Rt to Buy)	$	J	52595	Disposed		Common Stock (52595)	Direct
2025-02-09	Restricted Stock Units	$	M	4711	Disposed		Common Stock (4711)	Direct
2025-02-10	Restricted Stock Units	$	M	2532	Disposed		Common Stock (2532)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1800	Direct
Common Stock	1000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance Stock Units	$		Common Stock (0)	36000	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.

F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F5: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

F6: This figure represents an aggregate number of restricted stock units held by the Reporting Person. This amount reflects a reduction of 1,017 shares to correct a clerical error.

F7: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F8: Expiry of Employee Stock Options.

F9: The expired stock options first became exercisable on 2/8/2019 and expired unexercised on 2/8/2025.

F10: This figure represents an aggregate number of stock options held by Reporting Person.

F11: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F12: The performance stock units vest in accordance with the vesting schedule of each PSU grant.

F13: This figure represents an aggregate number of performance stock units held by Reporting Person.