UNIVERSAL ELECTRONICS INC — Director's Dealing 2025

Nov 17, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2025-11-13

Reporting Person: Carnifax Richard K (COO and Interim CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2025-11-13	Performance Stock Units	$	A	150000	Acquired		Common Stock (150000)	Direct
2025-11-13	Performance Stock Units	$	A	150000	Acquired		Common Stock (150000)	Direct
2025-11-13	Employee Stock Option (Rt to Buy)	$	A	150000	Acquired		Common Stock (150000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	14697	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (6503)	6503	Direct

Footnotes

F1: Each performance stock unit represents a contingent right to receive one share of UEI common stock.

F2: The performance stock unit award was approved and granted by the Compensation Committee of the Board of Directors on November 13, 2025. The performance stock unit award will vest in three tranches with one stock market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the fifth anniversary of the grant (November 13, 2030). Any unvested tranche will expire at close of business on November 13, 2030.

F3: This figure represents an aggregate number of performance stock units held by Reporting Person.

F4: Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

F5: The stock option award was approved and granted by the Compensation Committee of the Board of Directors on November 13, 2025. The stock option award will vest over a 3-year vesting schedule with 33.33% on November 13, 2026, 33.33% on November 13, 2027 and the remainder vesting on November 13, 2028. The stock option award will expire on the tenth anniversary of the grant date (November 13, 2035).

F6: This figure represents an aggregate number of stock options held by Reporting Person.

F7: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F8: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F9: This figure represents an aggregate number of restricted stock units held by Reporting Person.