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UNIVERSAL ELECTRONICS INC — Director's Dealing 2024
Dec 5, 2024
34452_dirs_2024-12-05_394a4cac-84de-4c0f-a55a-9f360ce24374.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
CIK: 0000101984
Period of Report: 2023-08-10
Reporting Person: ARLING PAUL D (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-10 | Common Stock | M | 2532 | — | Acquired | 256818 | Indirect |
| 2023-08-10 | Common Stock | F | 1059 | $10.165 | Disposed | 255759 | Indirect |
| 2023-08-10 | Common Stock | P | 10000 | $9.9778 | Acquired | 11800 | Direct |
| 2023-08-11 | Common Stock | P | 2547 | $9.8453 | Acquired | 14347 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-10 | Restricted Stock Units | $ | M | 2532 | Disposed | Common Stock (2532) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy) | $ | Common Stock (0) | 457075 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.
F3: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F4: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F5: This amended Form 4 is to correct the shares purchased on August 10, 2023, which was originally reported as 7,453 shares when it was actually 10,000 shares. The additional 2,547 shares purchased on this date were inadvertently missed in the original filing due to an administrative error. In addition, with this correction to the number of shares purchased, the purchase price is updated from $9.97 to $9.778 which represents the weighted average purchase price.
F6: The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
F7: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F8: The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F9: This figure represents an aggregate number of stock options held by Reporting Person.