UNIVERSAL CORP /VA/ — Director's Dealing 2013

Apr 24, 2013

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2013-03-31

Reporting Person: PEEBLES ROBERT (Vice President & Controller)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common stock	23720	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
stock appreciation rights	$62.66	2017-05-24	Common stock (7200)	7200	Direct
stock appreciation rights	$39.71	2020-06-08	Common stock (1867)	1867	Direct
stock appreciation rights	$37.86	2021-06-07	Common stock (5067)	5067	Direct

Footnotes

F1: includes 9,700 restricted stock units and 1,116 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under code section 162(m) on the date if vesting.

F2: after a 12 month period of the grant date, 1/3 of total shares is exercisable for each anniversary date after that for 3 such periods.