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UNIVERSAL CORP /VA/ Director's Dealing 2013

Apr 24, 2013

31992_dirs_2013-04-24_29f19b7b-70c9-4666-b519-45714688c727.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2013-03-31

Reporting Person: HUFFMAN JAMES A (Subsidiary Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 25765 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
stock appreciation rights $62.66 2017-05-24 Common Stock (7400) 7400 Direct
stock appreciation rights $51.32 2018-05-28 Common Stock (5200) 5200 Direct
stock appreciation rights $35.30 2019-05-27 Common Stock (3868) 3868 Direct
stock appreciation rights $39.71 2020-06-08 Common Stock (6400) 6400 Direct
stock appreciation rights $37.86 2021-06-07 Common Stock (8200) 8200 Direct

Footnotes

F1: includes 10,800 restricted stock units and 1,262 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under code section 162(m) on the date of vesting.

F2: after a 12 month period of the grant date, 1/3 of total shares is exercisable for each anniversary date after that for 3 such periods.