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UNIVERSAL CORP /VA/ — Director's Dealing 2013
May 29, 2013
31992_dirs_2013-05-29_51eacf70-7a72-4f4d-8407-1b1d2d64b877.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2013-05-24
Reporting Person: HUFFMAN JAMES A (Subsidiary Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-24 | Common Stock | A | 1429 | $59.72 | Acquired | 28341 | Direct |
| 2013-05-24 | Common Stock | F | 473 | $59.72 | Disposed | 27868 | Direct |
| 2013-05-28 | Common Stock | F | 535 | $59.68 | Disposed | 27333 | Direct |
| 2013-05-24 | Common Stock | A | 2500 | $59.72 | Acquired | 29833 | Direct |
Footnotes
F1: Previously granted performance shares that vested on May 24, 2013
F2: 473 shares of Common Stock were surrendered to the Company to satisfy the withholding taxes relating to 1429 previously granted performance shares of Common Stock that vested on May 24, 2013
F3: upon vesting of restricted stock units and dividend units on the restricted stock units, disposition of comon stock to satisfy tax withholding obligations.
F4: includes 12,000 restricted stock units and 1046 dividend units on the restricted stock. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under code Section 162(m) on the date of vesting.
F5: awarded 2,500 restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however payment will be delayed until termination of service if individual is a covered employee under Code Section 162(m) on the date of vesting.