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UNIVERSAL CORP /VA/ — Director's Dealing 2013
Nov 13, 2013
31992_dirs_2013-11-13_31434408-84ae-42f8-9ead-5bdeb1aac2d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIVERSAL CORP /VA/ (UVV)
CIK: 0000102037
Period of Report: 2013-11-13
Reporting Person: Wigner Preston Douglas (VP, GC & Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-12 | Common Stock | M | 2534 | $39.71 | Acquired | 37810 | Direct |
| 2013-11-12 | Common Stock | D | 2168 | $50.68 | Disposed | 35642 | Direct |
| 2013-11-12 | Common Stock | S | 5000 | $50.6853 | Disposed | 30642 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-12 | Stock Appreciation Rights | $39.71 | M | 2534 | Disposed | 2020-06-08 | Common Stock (2534) | Direct |
Footnotes
F1: Includes 15,800 restricted stock units and 1,435 dividend equivalent units on the restricted stock. The restricted stock units and the dividend equivalent units vest on the fifth anniversary date of the award date, however payment will be delayed until termination of service if the individual is a covered employee under code section 162(m) on the date of vesting.
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