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UNITY BANCORP INC /NJ/ Director's Dealing 2023

Feb 9, 2023

32788_dirs_2023-02-09_0c09cc56-79bf-4c66-ae8b-d31e38b84beb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2023-02-07

Reporting Person: Geraci Vincent (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-07 Common Stock M 4500.00 $22.25 Acquired 6669.00 Direct
2023-02-07 Common Stock M 5000.00 $21.30 Acquired 11669.00 Direct
2023-02-07 Common Stock M 6000.00 $19.75 Acquired 17669.00 Direct
2023-02-07 Common Stock S 6000.00 $27.1478 Disposed 11669.00 Direct
2023-02-07 Common Stock S 5000.00 $27.1484 Disposed 6669.00 Direct
2023-02-07 Common Stock S 4500.00 $27.099 Disposed 2169.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-07 Stock Option (Right to Buy) $22.25 M 4500.00 Disposed 2029-12-06 Common Stock (4500.00) Direct
2023-02-07 Stock Option (Right to Buy) $21.30 M 5000.00 Disposed 2028-12-10 Common Stock (5000.00) Direct
2023-02-07 Stock Option (Right to Buy) $19.75 M 6000.00 Disposed 2028-01-02 Common Stock (6000.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Restricted Shares 6562.00 Direct

Footnotes

F1: 2,169 shares are held in an account at Shareworks

F2: 6,562 shares are held in an account at Computershare, which have upcoming vesting dates.

F3: Vests 1,500 share(s) on 06-Dec-2020, 1,500 share(s) on 06-Dec-2021, 1,500 share(s) on 06-Dec-2022.

F4: Vests 1,667 share(s) on 10-Dec-2019, 1,666 share(s) on 10-Dec-2020, 1,666 share(s) on 10-Dec-2021.

F5: Vests 2,000 share(s) on 02-Jan-2019, 2,000 share(s) on 02-Jan-2020, 2,000 share(s) on 02-Jan-2022.

F6: 9,700 stock options were granted under various dates and vesting periods of which 7,200 are currently exercisable.