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UNITY BANCORP INC /NJ/ — Director's Dealing 2023
Feb 9, 2023
32788_dirs_2023-02-09_0c09cc56-79bf-4c66-ae8b-d31e38b84beb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2023-02-07
Reporting Person: Geraci Vincent (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-07 | Common Stock | M | 4500.00 | $22.25 | Acquired | 6669.00 | Direct |
| 2023-02-07 | Common Stock | M | 5000.00 | $21.30 | Acquired | 11669.00 | Direct |
| 2023-02-07 | Common Stock | M | 6000.00 | $19.75 | Acquired | 17669.00 | Direct |
| 2023-02-07 | Common Stock | S | 6000.00 | $27.1478 | Disposed | 11669.00 | Direct |
| 2023-02-07 | Common Stock | S | 5000.00 | $27.1484 | Disposed | 6669.00 | Direct |
| 2023-02-07 | Common Stock | S | 4500.00 | $27.099 | Disposed | 2169.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-07 | Stock Option (Right to Buy) | $22.25 | M | 4500.00 | Disposed | 2029-12-06 | Common Stock (4500.00) | Direct |
| 2023-02-07 | Stock Option (Right to Buy) | $21.30 | M | 5000.00 | Disposed | 2028-12-10 | Common Stock (5000.00) | Direct |
| 2023-02-07 | Stock Option (Right to Buy) | $19.75 | M | 6000.00 | Disposed | 2028-01-02 | Common Stock (6000.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Shares | 6562.00 | Direct |
Footnotes
F1: 2,169 shares are held in an account at Shareworks
F2: 6,562 shares are held in an account at Computershare, which have upcoming vesting dates.
F3: Vests 1,500 share(s) on 06-Dec-2020, 1,500 share(s) on 06-Dec-2021, 1,500 share(s) on 06-Dec-2022.
F4: Vests 1,667 share(s) on 10-Dec-2019, 1,666 share(s) on 10-Dec-2020, 1,666 share(s) on 10-Dec-2021.
F5: Vests 2,000 share(s) on 02-Jan-2019, 2,000 share(s) on 02-Jan-2020, 2,000 share(s) on 02-Jan-2022.
F6: 9,700 stock options were granted under various dates and vesting periods of which 7,200 are currently exercisable.