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UNITY BANCORP INC /NJ/ — Director's Dealing 2020
Jan 6, 2020
32788_dirs_2020-01-06_a20c88bf-b03e-4fa4-8fb1-843c2dff56d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2020-01-02
Reporting Person: DALLAS DAVID D (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-02 | Stock Option (Right to Buy) | $22.57 | A | 6600.00 | Acquired | 2030-01-02 | Common Stock (6600.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock | 2025.00 | Direct |
| Common Stock | 20209.00 | Direct |
| Common Stock | 1711635.00 | Indirect |
Footnotes
F1: 1,475 shares are held in an account at Computershare, which have upcoming vesting dates. 550 shares are dividend reinvested shares for a total of 2,025.
F2: 20,209 shares are held in an account at Shareworks
F3: 176,325 shares are held in an account at Computershare, 1,535,310 shares are held in a brokerage account.
F4: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.
F5: 33+% per year for 3 years beginning on 02-Jan-2020
F6: 13,333 stock options were granted under various dates and vesting periods of which 3,666 are currently exercisable.