UNITY BANCORP INC /NJ/ — Director's Dealing 2020

Jan 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2020-01-02

Reporting Person: BRODY MARK S (N/A)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-02	Stock Option (Right to Buy)	$22.57	A	6600.00	Acquired	2030-01-02	Common Stock (6600.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Restricted Stock	1475.00	Direct
Common Stock	82379.00	Direct
Common Stock	40102.00	Indirect
Common Stock	286713.00	Indirect

Footnotes

F1: 1,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

F2: A total of 82,379 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse, 12,705 are held in street name, 21,154 are held in an account at Shareworks, and 120 are held in an account at Computershare.

F3: Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.

F4: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F5: 33+% per year for 3 years beginning on 02-Jan-2020

F6: 18,800 stock options were granted under various dates and vesting periods of which 9,133 are currently exercisable.