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UNITY BANCORP INC /NJ/ Director's Dealing 2020

Jan 6, 2020

32788_dirs_2020-01-06_e58432a8-d8f6-4b69-afd4-9928ce518338.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2020-01-02

Reporting Person: Gross Mary E. (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-02 Stock Option (Right to Buy) $22.57 A 6600.00 Acquired 2030-01-02 Common Stock (6600.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Restricted Stock 1475.00 Direct
Common Stock 13801.00 Direct

Footnotes

F1: 1,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

F2: 12,712 shares are held in an account at Shareworks, and 1,089 shares are held in a brokerage account.

F3: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F4: 33+% per year for 3 years beginning on 02-Jan-2020

F5: 15,867 stock options were granted under various dates and vesting periods of which 6,200 are currently exercisable.