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UNITY BANCORP INC /NJ/ Director's Dealing 2020

Feb 26, 2020

32788_dirs_2020-02-26_1370be7f-1393-4779-92b4-b3a4ba282191.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2020-02-25

Reporting Person: HUGHES JAMES A (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-25 Restricted Stock F 640.00 $19.01 Disposed 28324.00 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 104454.00 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options (Right to buy) $ Common Stock () 82000.00 Direct

Footnotes

F1: 640 shares were withheld @ $19.01 per share to cover tax liability on restricted stock vesting.

F2: 27,500 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 28,324.

F3: 104,454 shares consisting of 76,510 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,427 shares held in a brokerage account, and 9,432 shares are held in a 401K plan.

F4: 82,000 stock options were granted under various dates and vesting periods of which 41,001 are currently exercisable.