AI assistant
UNITY BANCORP INC /NJ/ — Director's Dealing 2020
Mar 11, 2020
32788_dirs_2020-03-11_49711ed9-c85f-4506-b598-df31345dea83.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2020-03-09
Reporting Person: HUGHES JAMES A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-09 | Restricted Stock | F | 793.00 | $16.41 | Disposed | 24324.00 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 106771.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to buy) | $ | Common Stock () | 82000.00 | Direct |
Footnotes
F1: 793 shares were withheld @ $16.41 per share to cover tax liability on restricted stock vesting.
F2: 23,500 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 24,324.
F3: 106,771 shares consisting of 78,827 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,427 shares held in a brokerage account, and 9,432 shares are held in a 401K plan.
F4: 82,000 stock options were granted under various dates and vesting periods of which 44,334 are currently exercisable.