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UNITY BANCORP INC /NJ/ — Director's Dealing 2020
Mar 13, 2020
32788_dirs_2020-03-13_84b170fa-7a6b-4990-ae9b-28b8b5338248.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2020-03-12
Reporting Person: HUGHES JAMES A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-12 | Restricted Stock | F | 1011.00 | $16.51 | Disposed | 21824.00 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 108260.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to buy) | $ | Common Stock () | 82000.00 | Direct |
Footnotes
F1: 1,011 shares were withheld @ $16.51 per share to cover tax liability on restricted stock vesting.
F2: 21,000 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 21,824.
F3: 108,260 shares consisting of 80,316 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,427 shares held in a brokerage account, and 9,432 shares are held in a 401K plan.
F4: 82,000 stock options were granted under various dates and vesting periods of which 52,668 are currently exercisable.