UNITY BANCORP INC /NJ/ — Director's Dealing 2020

Mar 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2020-03-16

Reporting Person: KAUCHAK JOHN J (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-16	Restricted Stock	A	4000.00	$0.00	Acquired	10250.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-16	Stock Option (Right to Buy)	$16.27	A	10000.00	Acquired	2030-03-16	Common Stock (10000.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	54497.00	Direct

Footnotes

F1: 4,000 restricted shares were granted on 3/16/2020 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 1,000 shares on 3/16/2021, 1,000 shares on 3/16/2022, 1,000 shares on 3/16/2023, and 1,000 shares on 3/16/2024.

F2: 10,250 shares held in an account at Computershare, which have upcoming vesting dates.

F3: 54,497 shares consisting of 53,024 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.

F4: 10,000 stock options were granted on 3/16/2020 from the 2019 Equity Compensation Plan and vest over three years; vesting commences with 3,334 shares on 3/16/2021, 3,333 shares on 3/16/2022, and 3,333 shares on 3/16/2023.

F5: 95,000 stock options were granted of which 75,001 are currently exercisable.