UNITY BANCORP INC /NJ/ — Director's Dealing 2020

Apr 30, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2020-04-28

Reporting Person: DALLAS ROBERT H II (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-28	Common Stock	P	7500.00	$14.39	Acquired	1720307.00	Indirect
2020-04-30	Common Stock	P	12500.00	$15.81	Acquired	1732807.00	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Restricted Stock	1787.00	Direct
Common Stock	20108.00	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (Right to buy)	$		Common Stock ()	13300.00	Direct

Footnotes

F1: 1,237 shares are held in an account at Computershare, which have upcoming vesting dates. 550 shares are dividend reinvested shares for a total of 1,787.

F2: 20,108 shares are held in an account at Shareworks

F3: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.1238 to $14.7071 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F4: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $15.55 to $16.07 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F5: 177,497 shares are held in an account at Computershare, 1,555,310 shares are held in a brokerage account.

F6: 13,300 stock options were granted under various dates and vesting periods of which 3,633 are currently exercisable.