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UNITY BANCORP INC /NJ/ Director's Dealing 2020

May 8, 2020

32788_dirs_2020-05-08_d879ccfd-4e52-4eb9-a563-3a98acc6c0f3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2020-05-06

Reporting Person: DALLAS DAVID D (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-06 Common Stock P 2500.00 $14.10 Acquired 1735307.00 Indirect
2020-05-08 Common Stock P 2500.00 $14.54 Acquired 1737807.00 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Restricted Stock 2038.00 Direct
Common Stock 20415.00 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options (Right to buy) $ Common Stock () 13333.00 Direct

Footnotes

F1: 1,475 shares are held in an account at Computershare, which have upcoming vesting dates. 563 shares are dividend reinvested shares for a total of 2,038.

F2: 20,415 shares are held in an account at Shareworks

F3: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.07840 to $14.10800 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F4: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.45730 to $14.59990 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F5: 177,497 shares are held in an account at Computershare, 1,560,310 shares are held in a brokerage account.

F6: 13,333 stock options were granted under various dates and vesting periods of which 3,666 are currently exercisable.