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UNITY BANCORP INC /NJ/ — Director's Dealing 2020
May 8, 2020
32788_dirs_2020-05-08_d879ccfd-4e52-4eb9-a563-3a98acc6c0f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2020-05-06
Reporting Person: DALLAS DAVID D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-06 | Common Stock | P | 2500.00 | $14.10 | Acquired | 1735307.00 | Indirect |
| 2020-05-08 | Common Stock | P | 2500.00 | $14.54 | Acquired | 1737807.00 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock | 2038.00 | Direct |
| Common Stock | 20415.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to buy) | $ | Common Stock () | 13333.00 | Direct |
Footnotes
F1: 1,475 shares are held in an account at Computershare, which have upcoming vesting dates. 563 shares are dividend reinvested shares for a total of 2,038.
F2: 20,415 shares are held in an account at Shareworks
F3: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.07840 to $14.10800 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F4: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.45730 to $14.59990 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F5: 177,497 shares are held in an account at Computershare, 1,560,310 shares are held in a brokerage account.
F6: 13,333 stock options were granted under various dates and vesting periods of which 3,666 are currently exercisable.