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UNITY BANCORP INC /NJ/ — Director's Dealing 2015
Jan 6, 2015
32788_dirs_2015-01-06_3b50f0b2-fbcc-415b-a2d3-dd302ceb7250.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (unty)
CIK: 0000920427
Period of Report: 2015-01-02
Reporting Person: TUCKER ALLEN (Director, Vice Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-02 | Restricted Stock | A | 2400 | $9.32 | Acquired | 304990 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 60158 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $ | Common Stock (14956) | 14956 | Direct |
Footnotes
F1: 2,400 Restricted shares were granted on 1/2/15 from the 2013 Stock Bonus Plan; vesting commences with 600 shares on 1/2/16; 600 shares on 1/2/17; 600 shares on 1/2/18; and 600 shares on 1/2/19.
F2: Stock price at the close of business on 1/2/15.
F3: 13,550 shares of total beneficially owned shares are Restricted Stock.
F4: The following options are from the 2006 Stock Bonus Plan: 2,756 options granted on 1/25/07 @ $12.62 expire 1/25/17; and 4,200 options granted on 12/20/07 @ $7.10 expire 12/20/17. The following options are from the 1998 Stock Bonus Plan: 8,000 options granted on 12/18/08 @ $3.80 expire on 12/18/18.