UNITY BANCORP INC /NJ/ — Director's Dealing 2013

Oct 29, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (unty)
CIK: 0000920427
Period of Report: 2013-10-24

Reporting Person: Bolomey Janice (EVP)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	11245	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$		Common Stock (43203)		Direct

Footnotes

F1: Total Restricted Stock issued from the following Stock Bonus Plans: 2004 Stock Bonus Plan: 695 issued on 2/16/06 at $12.80; 550 issued on 1/25/07 at $12.62; 2,000 issued on 12/8/08 at $4.38; 2,000 issued on 12/10/09 at $3.98. 2011 Stock Bonus Plan: 2,000 issued on 5/26/11 at $6.66; 2,000 issued on 11/17/11 at $6.40; and 2,000 issued on 12/18/12 at $6.00. Note: All restricted shares vest over a 4-yr. period from date of issue.

F2: See Footnote 3

F3: See Footnote 3

F4: Stock Options: 2,127 options issued on 11/20/03 from the 2002 Stock Option Plan at $8.86 per share that expire on 11/20/13; 551 options issued on 1/25/07 from the 2006 Stock Option Plan at $12.62 per share that expire on 1/25/17; 525 options issued on 2/21/08 from the 2006 Stock Option Plan at $7.31 per share that expire on 2/21/18; 5,000 options issued on 12/8/08 from the 2006 Stock Option Plan at $4.38 per share that expire on 12/8/18; 5,000 options issued on 12/10/09 from the 2006 Stock Option Plan at $3.98 that expire on 12/10/19; 10,000 options issued on 5/26/11 from the 2011 Stock Option Plan at $6.66 per share that expire on 5/26/21; 10,000 options issued on 11/17/11 from the 2011 Stock Option Plan at $6.40 per share that expire on 11/17/21; 10,000 options issued on 12/18/12 from the 2011 Stock Option Plan at $6.00 per share that expire on 12/18/22. Stock Options vest over a 3-yr. period from date of issue.

F5: See Footnote 4