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UNISYS CORP — Director's Dealing 2019
Apr 5, 2019
33416_dirs_2019-04-05_89d0cd94-f232-4136-9a70-43bc2fea4fae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNISYS CORP (UIS)
CIK: 0000746838
Period of Report: 2019-04-03
Reporting Person: Ebrahimi Katie (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-03 | Common Stock | M | 4272 | — | Acquired | 17090 | Direct |
| 2019-04-03 | Common Stock | F | 1040 | $11.99 | Disposed | 16050 | Direct |
| 2019-04-03 | Common Stock | M | 8544 | — | Acquired | 24594 | Direct |
| 2019-04-03 | Common Stock | F | 2080 | $11.99 | Disposed | 22514 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-03 | Restricted Stock Units | $ | M | 4272 | Disposed | Common Stock (4272) | Direct | |
| 2019-04-03 | Restricted Stock Units | $ | M | 4272 | Disposed | Common Stock (8544) | Direct |
Footnotes
F1: Each restricted stock unit represents the right to receive one share of Unisys Corporation common stock.
F2: Time-based restricted stock units granted under the terms of the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three annual installments beginning April 3, 2019.
F3: Each restricted stock unit represents the right to receive two shares of Unisys Corporation common stock.
F4: Performance-based restricted stock units ("PB-RSUs") granted on April 3, 2018 under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2018 through December 31, 2018, 2019 and 2020, respectively, and then such PB-RSUs vest on April 3, 2019, 2020 and 2021, respectively. This report only relates to the PB-RSUs the reporting person earned during the 2018 performance period. All shares resulting from such earned PB-RSUs vested on April 3, 2019.