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UNISYS CORP — Director's Dealing 2017
Feb 8, 2017
33416_dirs_2017-02-08_e21f496e-de87-4878-8517-d5fb1fbc9fd4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNISYS CORP (UIS)
CIK: 0000746838
Period of Report: 2017-02-06
Reporting Person: BATTERSBY SCOTT A (Vice President and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-06 | Common Stock | M | 277 | — | Acquired | 7615.6 | Direct |
| 2017-02-06 | Common Stock | M | 774 | — | Acquired | 8389.6 | Direct |
| 2017-02-06 | Common Stock | F | 284 | $13.35 | Disposed | 8105.6 | Direct |
| 2017-02-06 | Common Stock | F | 101 | $13.35 | Disposed | 8004.6 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-06 | Restricted Stock Units | $ | M | 277 | Disposed | Common Stock (277) | Direct | |
| 2017-02-06 | Restricted Stock Units | $ | M | 774 | Disposed | Common Stock (774) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2198.541 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
F2: Time-based restricted stock units granted under the terms of the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 5, 2016.
F3: Each restricted stock unit represents a contingent right to receive 1.234 shares of Unisys Corporation common stock.
F4: Performance-based restricted stock units ("PB-RSUs") granted on February 5, 2015 under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2015, 2016 and 2017, respectively, and then such earned PB-RSUs vest on February 5, 2016, 2017 and 2018, respectively. This report only relates to the PB-RSUs the reporting person earned based on the 2016 performance goal. All shares resulting from such earned PB-RSUs vested on February 5, 2017.