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uniQure N.V. — Director's Dealing 2017
Jan 6, 2017
31312_dirs_2017-01-05_0706394e-a3f2-48fd-9f7a-8bc15a6ff92f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: uniQure N.V. (QURE)
CIK: 0001590560
Period of Report: 2017-01-01
Reporting Person: Kapusta Matthew C (Director, CEO, CFO, Managing Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $7.55 | 2026-09-29 | Ordinary Shares (100000) | Direct | |
| Performance Share Units | $0 | Ordinary Shares (23064) | Direct | ||
| Stock Option (right to buy) | $14.71 | 2025-01-02 | Ordinary Shares (100000) | Direct | |
| Stock Option (right to buy) | $23.60 | 2025-08-25 | Ordinary Shares (100000) | Direct | |
| Performance Share Units | $0 | Ordinary Shares (61560) | Direct |
Footnotes
F1: The Stock Option vests 25% on September 29, 2017 and 6.25% quarterly thereafter until fully vested.
F2: Performance Shares Units of a maximum of 23,064 shares of the Company's Ordinary Shares were granted on January 28, 2016. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2019.
F3: Expiration date is not applicable.
F4: The Stock Option vests 25% on January 2, 2016 and 6.25% quarterly thereafter until fully vested.
F5: The Stock Option vests 25% on August 25, 2016 and 6.25% quarterly thereafter until fully vested.
F6: Performance Shares Units of a maximum of 61,560 shares of the Company's Ordinary Shares were granted on September 29, 2016. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on December 31, 2017.
F7: Expiration date is not applicable.