Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

uniQure N.V. Director's Dealing 2017

Jan 6, 2017

31312_dirs_2017-01-05_0706394e-a3f2-48fd-9f7a-8bc15a6ff92f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: uniQure N.V. (QURE)
CIK: 0001590560
Period of Report: 2017-01-01

Reporting Person: Kapusta Matthew C (Director, CEO, CFO, Managing Director)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $7.55 2026-09-29 Ordinary Shares (100000) Direct
Performance Share Units $0 Ordinary Shares (23064) Direct
Stock Option (right to buy) $14.71 2025-01-02 Ordinary Shares (100000) Direct
Stock Option (right to buy) $23.60 2025-08-25 Ordinary Shares (100000) Direct
Performance Share Units $0 Ordinary Shares (61560) Direct

Footnotes

F1: The Stock Option vests 25% on September 29, 2017 and 6.25% quarterly thereafter until fully vested.

F2: Performance Shares Units of a maximum of 23,064 shares of the Company's Ordinary Shares were granted on January 28, 2016. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on January 27, 2019.

F3: Expiration date is not applicable.

F4: The Stock Option vests 25% on January 2, 2016 and 6.25% quarterly thereafter until fully vested.

F5: The Stock Option vests 25% on August 25, 2016 and 6.25% quarterly thereafter until fully vested.

F6: Performance Shares Units of a maximum of 61,560 shares of the Company's Ordinary Shares were granted on September 29, 2016. The Board of Directors shall determine how many Performance Share Units are to be granted in conjunction with a review of certain performance goals associated with the grant. Any such Performance Share Units granted by the Board of Directors shall vest 100% on December 31, 2017.

F7: Expiration date is not applicable.