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uniQure N.V. — Director's Dealing 2017
Aug 8, 2017
31312_dirs_2017-08-08_422bd5e0-01e5-41e3-95ff-97f3a71091fa.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: uniQure N.V. (QURE)
CIK: 0001590560
Period of Report: 2017-08-07
Reporting Person: KLEMT CHRISTIAN (Chief Accounting Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 23000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $26.41 | 2025-09-01 | Ordinary Shares (15000) | Direct | |
| Stock Option (Right to Buy) | $13.03 | 2026-04-15 | Ordinary Shares (3000) | Direct | |
| Stock Option (Right to Buy) | $5.37 | 2027-01-27 | Ordinary Shares (15000) | Direct |
Footnotes
F1: Consists of (i) 20,000 restricted stock units that vest in equal installments on December 31, 2017 and December 31, 2018 and (ii) 3,000 restricted stock units that vest in full on April 15, 2019.
F2: The first tranche of 25% vested on September 1, 2016, with the remainder vesting in tranches of 6.25% each quarter thereafter until fully vested.
F3: The first tranche of 25% vested on April 15, 2016, with the remainder vesting in tranches of 6.25% each quarter thereafter until fully vested.
F4: The first tranche of 25% vests on January 27, 2018, with the remainder vesting in tranches of 6.25% each quarter thereafter until fully vested.