Unilever PLC — Director's Dealing 2018

May 24, 2018

6-K 1 aprilbatch.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2018 Issuer Direct Corporation Blueprint

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

REPORT OF FOREIGN ISSUER

Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of 1934

For the month of April, 2018

UNILEVER PLC

(Translation of registrant's name into English)

UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F..X.. Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper

as permitted by Regulation S-T Rule 101(b)(1):_____

Indicate by check mark if the registrant is submitting the Form 6-K in paper

as permitted by Regulation S-T Rule 101(b)(7):_____

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No .X..

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82- _

Exhibit 99 attached hereto is incorporated herein by reference.

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

UNILEVER PLC
/S/ R Sotamaa By R Sotamaa CHIEF LEGAL OFFICER AND GROUP SECRETARY

Date: 23 May 2018

Rule Below Paragraph

EXHIBIT INDEX

EXHIBIT NUMBER

EXHIBIT DESCRIPTION

99

Notice to London Stock Exchange

Exhibit 99

This Report on Form 6-K contains the following:

| Exhibit | 99.1 | Stock Exchange announcement dated | 11 April 2018 | entitled | ‘Clarification Statement – Remuneration Report
2017 |
| --- | --- | --- | --- | --- | --- |
| Exhibit | 99.2 | Stock Exchange announcement dated | 13 April 2018 | entitled | ‘Director/PDMR Shareholding’ |
| Exhibit | 99.3 | Stock Exchange announcement dated | 26 April 2018 | entitled | ‘Director/PDMR Shareholding’ |
| Exhibit | 99.4 | Stock Exchange announcement dated | 30 April 2018 | entitled | ‘Director Declaration’ |

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Exhibit 99.1:

RNS Number : 5435K

Unilever PLC

11 April 2018

CLARIFICATION STATEMENT (applicable to 2017 remuneration report)

FURTHER INFORMATION FOR SHAREHOLDERS REGARDING UNILEVER'S REMUNERATION POLICY

The Directors' Remuneration Report in our 2017 Annual Report and Accounts sets out the Group's proposed new Remuneration Policy and transition to the new Reward Framework in relation to our Management Co-Investment Plan (MCIP) for Executive Directors (page 48).

In response to questions from investors, the Compensation Committee has confirmed that:

MCIP 2018 award for Executive Directors:

The MCIP 2018 award that will be made upon approval of the new Remuneration Policy by Unilever PLC and Unilever N.V. shareholders on 2 and 3 May 2018 respectively:

· allows Executive Directors to invest up to 67% of 2017 annual bonus in the four-year MCIP;

· on the 1 to 1.5 match basis at target;

· with vesting capped at 150% of target in accordance with our current remuneration policy.

With effect from 2019, vesting of the MCIP awards will be capped at 200%.

Ann Fudge

Chair of the Compensation Committee

11 April 2018

This information is provided by RNS

The company news service from the London Stock Exchange

END

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Exhibit 99.2:

RNS Number : 9241K

Unilever PLC

13 April 2018

Unilever PLC

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details
of the person discharging managerial responsibilities / person
closely associated — Name | Graeme
Pitkethly | |
| --- | --- | --- | --- |
| 2 | Reason
for the notification | | |
| a) | Position/status | Chief
Financial Officer (Director) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | Purchase
of shares under the Unilever PLC Share Incentive Plan. | |
| c) | Currency | GBP -
British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | £39.595 | 3 |
| e) | Aggregated information - Volume - Total | 3 £118.79 | |
| f) | Date of the transaction | 2018-04-10 | |
| g) | Place of the transaction | London
Stock Exchange - XLON | |

Unilever PLC

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details
of the person discharging managerial responsibilities / person
closely associated — Name | Keith
Weed | |
| --- | --- | --- | --- |
| 2 | Reason
for the notification | | |
| a) | Position/status | Chief
Marketing & Communications Officer (a member of the Unilever
Leadership Executive ("ULE")) | |
| b) | Initial notification /Amendment | Initial
Notification | |
| 3 | Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature of the transaction | 24
shares (reinvestment of dividend on (freely transferable)
shares) | |
| c) | Currency | GBP -
British Pound | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | £39.4116 | 19 |
| | | £39.3992 | 5 |
| e) | Aggregated information - Volume - Total | 24 £945.82 | |
| f) | Date of the transaction | 2018-04-11 | |
| g) | Place of the transaction | London
Stock Exchange - XLON | |

This information is provided by RNS

The company news service from the London Stock Exchange

END

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Exhibit 99.3:

RNS Number : 2998M

Unilever PLC

26 April 2018

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details
of the person discharging managerial responsibilities / person
closely associated — Name | David
Blanchard | |
| --- | --- | --- | --- |
| 2 | Reason
for the notification | | |
| a) | Position/status | Chief
R&D Officer (a member of the Unilever Leadership Executive
("ULE")) | |
| b) | Initial
notification /Amendment | Initial
Notification | |
| 3 | Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Unilever
PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature
of the transaction | 1.
11,934 PLC shares acquired as part of investment of annual bonus
(investment shares) under the Management Co-Investment Plan 2010
(MCIP) operated under the Unilever Share Plan 2017. ULE members are
able to choose whether they invest their annual bonus in NV or PLC
shares or a 50/50 mix; This ULE member acquired PLC shares
only; 2.
11,934 PLC shares were granted which is a conditional grant
under the MCIP operated under the Unilever Share Plan 2017. ULE
members receive a corresponding number of performance-related
shares (matching shares) under the Unilever Share Plan 2017.
Matching shares will be awarded in the same form as the investment
shares (i.e. in NV or PLC shares or a 50/50 mix). | |
| c) | Currency | GBP -
British Pound | |
| d) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | 3866.0p | 11,934 |
| | | 0.0p | 11,934 |
| e) | Aggregated
information -
Volume -
Total | 23,868 £461,368.44 | |
| f) | Date of
the transaction | 2018-04-23 | |
| g) | Place
of the transaction | London
Stock Exchange - XLON | |

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details
of the person discharging managerial responsibilities / person
closely associated — Name | Leena
Nair | |
| --- | --- | --- | --- |
| 2 | Reason
for the notification | | |
| a) | Position/status | Chief
HR Officer (a member of the Unilever Leadership Executive
("ULE")) | |
| b) | Initial
notification /Amendment | Initial
Notification | |
| 3 | Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Unilever
PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature
of the transaction | 1.
7,205 PLC shares acquired as part of investment of annual bonus
(investment shares) under the Management Co-Investment Plan 2010
(MCIP) operated under the Unilever Share Plan 2017. ULE members are
able to choose whether they invest their annual bonus in NV or PLC
shares or a 50/50 mix; This ULE member acquired PLC shares in a
50/50 mix; 2.
7,205 PLC shares were granted which is a conditional grant under
the MCIP operated under the Unilever Share Plan. ULE members
receive a corresponding number of performance-related shares
(matching shares) under the Unilever Share Plan 2017. Matching
shares will be awarded in the same form as the investment shares
(i.e. in NV or PLC shares or a 50/50 mix). | |
| c) | Currency | GBP -
British Pound | |
| d) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | 3866.0p | 7,205 |
| | | 0.0p | 7,205 |
| e) | Aggregated
information -
Volume -
Total | 14,410 £278,545.3 | |
| f) | Date of
the transaction | 2018-04-23 | |
| g) | Place
of the transaction | London
Stock Exchange - XLON | |

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details
of the person discharging managerial responsibilities / person
closely associated — Name | Nitin
Paranjpe | |
| --- | --- | --- | --- |
| 2 | Reason
for the notification | | |
| a) | Position/status | President,
Foods and Refreshment (a member of the Unilever Leadership
Executive ("ULE")) | |
| b) | Initial
notification /Amendment | Initial
Notification | |
| 3 | Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Unilever
PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature
of the transaction | 1.
8,232 PLC shares acquired as part of investment of annual bonus
(investment shares) under the Management Co-Investment Plan 2010
(MCIP) operated under the Unilever Share Plan 2017. ULE members are
able to choose whether they invest their annual bonus in NV or PLC
shares or a 50/50 mix; This ULE member acquired PLC shares in a
50/50 mix; 2.
8,232 PLC shares were granted which is a conditional grant under
the MCIP operated under the Unilever Share Plan. ULE members
receive a corresponding number of performance-related shares
(matching shares) under the Unilever Share Plan 2017. Matching
shares will be awarded in the same form as the investment shares
(i.e. in NV or PLC shares or a 50/50 mix). | |
| c) | Currency | GBP -
British Pound | |
| d) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | 3866.0p | 8,232 |
| | | 0.0p | 8,232 |
| e) | Aggregated
information -
Volume -
Total | 16,464 £318,249.12 | |
| f) | Date of
the transaction | 2018-04-23 | |
| g) | Place
of the transaction | London
Stock Exchange - XLON | |

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details
of the person discharging managerial responsibilities / person
closely associated — Name | Ritva
Sotamaa | |
| --- | --- | --- | --- |
| 2 | Reason
for the notification | | |
| a) | Position/status | Chief
Legal Officer and Group Secretary (a member of the Unilever
Leadership Executive ("ULE")) | |
| b) | Initial
notification /Amendment | Initial
Notification | |
| 3 | Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Unilever
PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature
of the transaction | 1.
6,711 PLC shares acquired as part of investment of annual bonus
(investment shares) under the Management Co-Investment Plan 2010
(MCIP) operated under the Unilever Share Plan 2017. ULE members are
able to choose whether they invest their annual bonus in NV or PLC
shares or a 50/50 mix; This ULE member acquired PLC shares in a
50/50 mix; 2.
6,711 PLC shares were granted which is a conditional grant under
the MCIP operated under the Unilever Share Plan 2017. ULE members
receive a corresponding number of performance-related shares
(matching shares) under the Unilever Share Plan 2017. Matching
shares will be awarded in the same form as the investment shares
(i.e. in NV or PLC shares or a 50/50 mix). | |
| c) | Currency | GBP -
British Pound | |
| d) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | 3866.0p | 6,711 |
| | | 0.0p | 6,711 |
| e) | Aggregated
information -
Volume -
Total | 13,422 £259,447.26 | |
| f) | Date of
the transaction | 2018-04-23 | |
| g) | Place
of the transaction | London
Stock Exchange - XLON | |

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details
of the person discharging managerial responsibilities / person
closely associated — Name | Keith
Weed | |
| --- | --- | --- | --- |
| 2 | Reason
for the notification | | |
| a) | Position/status | Chief
Marketing & Communications Officer (a member of the Unilever
Leadership Executive ("ULE")) | |
| b) | Initial
notification /Amendment | Initial
Notification | |
| 3 | Details
of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor | | |
| a) | Name | Unilever
PLC | |
| b) | LEI | 549300MKFYEKVRWML317 | |
| 4 | Details
of the transaction(s): section to be repeated for (i) each type of
instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted | | |
| a) | Description
of the financial instrument, type of instrument Identification
code | Unilever
PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
| b) | Nature
of the transaction | 1.
13,308 PLC shares acquired as part of investment of annual bonus
(investment shares) under the Management Co-Investment Plan 2010
(MCIP) operated under the Unilever Share Plan 2017. ULE members are
able to choose whether they invest their annual bonus in NV or PLC
shares or a 50/50 mix; This ULE member acquired PLC shares
only; 2.
13,308 PLC shares were granted which is a conditional grant under
the MCIP operated under the Unilever Share Plan 2017. ULE members
receive a corresponding number of performance-related shares
(matching shares) under the Unilever Share Plan 2017. Matching
shares will be awarded in the same form as the investment shares
(i.e. in NV or PLC shares or a 50/50 mix). | |
| c) | Currency | GBP -
British Pound | |
| d) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | 3866.0p | 13,308 |
| | | 0.0p | 13,308 |
| e) | Aggregated
information -
Volume -
Total | 26,616 £514,487.28 | |
| f) | Date of
the transaction | 2018-04-23 | |
| g) | Place
of the transaction | London
Stock Exchange - XLON | |

This information is provided by RNS

The company news service from the London Stock Exchange

END

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Exhibit 99.4:

RNS Number : 6436M

Unilever PLC

30 April 2018

Director Declaration

Pursuant to the UK Listing Rule 9.6.14(2), Unilever PLC announces that Laura Cha, Independent Non-Executive Director, joined Hong Kong Exchanges and Clearing Ltd as a Director on 26 April 2018.

This information is provided by RNS

The company news service from the London Stock Exchange

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