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Unilever PLC — Director's Dealing 2008
Jul 3, 2008
4591_ffr_2008-07-03_371af009-b525-48d5-8073-f62db518d805.zip
Director's Dealing
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6-K 1 ulvr200806276k.htm DIRECTOR/PDMR SHAREHOLDING Created by EDGAR Ease Plus (EDGAR Ease+) Control Number: Rev Number: Client Name: Project Name: Firm Name:
FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934
For the month of June 2008
UNILEVER PLC (Translation of registrant's name into English)
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND (Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F..X.. Form 40-F.....
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):_____
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):_____
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ..... No .X..
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _
Exhibit 99 attached hereto is incorporated herein by reference.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
UNILEVER PLC
/S/ S H M A Dumoulin By S H M A Dumoulin Secretary Date: 27 June, 2008
EXHIBIT INDEX -------------
EXHIBIT NUMBER EXHIBIT DESCRIPTION
99 Notice to London Stock Exchange dated 27 June, 2008 Director/PDMR Shareholding
Exhibit 99
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).
| (1) | An issuer making a notification in respect of a transaction relating to
the shares or debentures of the issuer should complete boxes 1 to 16 , 23 and 24. |
| --- | --- |
| (2) | An issuer making a notification in respect of a derivative relating to
the shares of the issuer should complete boxes 1 to 4 , 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9,
11, 13, 14, 16, 23 and 24. |
Please complete all relevant boxes in block capital letters.
- Name of the issuer
UNILEVER PLC
- State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
i
- Name of person discharging managerial responsibilities / director
MR J LAWRENCE
- State whether notification relates to a person connected with a person discharging managerial responsibilities / director named in 3 and identify the connected person
N/A
- Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE
- Description of shares (including class ), debentures or derivatives or financial instruments relating to shares
AMERICAN DEPOSITARY RECEIPTS REPRESENTING 1 ORDINARY 3 1/9p SHARE
- Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
MR J LAWRENCE
- State the nature of the transaction
PURCHASE
- Number of shares , debentures or financial instruments relating to shares acquired
i) 54 ,000
ii) 10,000
iii) 5,750
TOTAL: 69,750
- Percentage of issued class acquired ( treasury shares of that class should not be taken into account when calculating percentage)
0.005 %
- Number of shares , debentures or financial instruments relating to shares disposed
N/A
- Percentage of issued class disposed ( treasury shares of that class should not be taken into account when calculating percentage)
N/A
- Price per share or value of transaction
i) US$28.5903
ii) US$28.5773
iii) US$28.5698
- Date and place of transaction
26 JUNE 200 8, USA
- Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
313 , 41 0
0.0 24 %
- Date issuer informed of transaction
26 JUNE 2008
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 Date of grant
N/A
- Period during which or date on which it can be exercised
N/A
- Total amount paid (if any) for grant of the option
N/A
- Description of shares or debentures involved ( class and number)
N/A
- Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A
- Total number of shares or debentures over which options held following notification
N/A
- Any additional information
N/A
- Name of contact and telephone number for queries
JULIAN THURSTON 020 7822 6707
Name and signature of duly authorised officer of issuer responsible for making notification
CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY
Date of notification
2 7 JUNE 2008