UNIFI INC — Director's Dealing 2021

Jun 29, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNIFI INC (UFI)
CIK: 0000100726
Period of Report: 2021-06-27

Reporting Person: CAUDLE THOMAS H JR (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-27	Common Stock	F	1345	$24.89	Disposed	104121	Direct
2021-06-27	Common Stock	F	673	$24.89	Disposed	103448	Direct
2021-06-27	Common Stock	F	1345	$24.89	Disposed	102103	Direct
2021-06-27	Common Stock	F	2554	$24.89	Disposed	99549	Direct
2021-06-27	Common Stock	F	2515	$24.89	Disposed	97034	Direct
2021-06-27	Common Stock	M	6000	$12.47	Acquired	103034	Direct
2021-06-27	Common Stock	F	3007	$24.89	Disposed	100027	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-27	Stock Option (Right to Buy)	$12.47	M	6000	Disposed	2021-07-27	Common Stock (6000)	Direct

Footnotes

F1: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 29, 2011.

F2: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 26, 2012.

F3: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on August 16, 2013.

F4: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on November 1, 2018.

F5: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 31, 2019.

F6: Represents shares delivered upon the exercise of a stock option.

F7: Represents shares withheld to pay the exercise price of a stock option.

F8: The option vested and became exercisable in three equal installments on the first, second, and third anniversaries of the July 27, 2011 grant date.