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UNIFI INC — Director's Dealing 2013
Dec 5, 2013
34323_dirs_2013-12-05_f0de2c0e-1de1-4630-9c08-07215afa2faa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNIFI INC (UFI)
CIK: 0000100726
Period of Report: 2013-12-03
Reporting Person: BERRIER R ROGER JR (Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-03 | COMMON STOCK | M | 16666 | $10.2 | Acquired | 51247 | Direct |
| 2013-12-03 | COMMON STOCK | M | 21666 | $8.67 | Acquired | 72913 | Direct |
| 2013-12-03 | COMMON STOCK | M | 16666 | $8.28 | Acquired | 89579 | Direct |
| 2013-12-03 | COMMON STOCK | M | 99999 | $8.16 | Acquired | 189578 | Direct |
| 2013-12-03 | COMMON STOCK | F | 71947 | $26.66 | Disposed | 117631 | Direct |
| 2013-12-03 | COMMON STOCK | D | 83050 | $25.59 | Disposed | 34581 | Direct |
| 2013-12-03 | COMMON STOCK | F | 100 | $26.66 | Disposed | 7066 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-03 | STOCK OPTION (Right to Buy) | $10.2 | M | 5555 | Disposed | 2016-04-19 | COMMON STOCK (5555) | Direct |
| 2013-12-03 | STOCK OPTION (Right to Buy) | $10.2 | M | 5555 | Disposed | 2016-04-19 | COMMON STOCK (5555) | Direct |
| 2013-12-03 | STOCK OPTION (Right to Buy) | $10.2 | M | 5556 | Disposed | 2016-04-19 | COMMON STOCK (5556) | Direct |
| 2013-12-03 | STOCK OPTION (Right to Buy) | $8.67 | M | 7222 | Disposed | 2016-07-26 | COMMON STOCK (7222) | Direct |
| 2013-12-03 | STOCK OPTION (Right to Buy) | $8.67 | M | 7222 | Disposed | 2016-07-26 | COMMON STOCK (7222) | Direct |
| 2013-12-03 | STOCK OPTION (Right to Buy) | $8.67 | M | 7222 | Disposed | 2016-07-26 | COMMON STOCK (7222) | Direct |
| 2013-12-03 | STOCK OPTION (Right to Buy) | $8.28 | M | 5555 | Disposed | 2014-06-28 | COMMON STOCK (5555) | Direct |
| 2013-12-03 | STOCK OPTION (Right to Buy) | $8.28 | M | 5555 | Disposed | 2014-06-28 | COMMON STOCK (5555) | Direct |
| 2013-12-03 | STOCK OPTION (Right to Buy) | $8.28 | M | 5556 | Disposed | 2014-06-28 | COMMON STOCK (5556) | Direct |
| 2013-12-03 | STOCK OPTION (Right to Buy) | $8.16 | M | 99999 | Disposed | 2017-10-24 | COMMON STOCK (99999) | Direct |
Footnotes
F1: The Options vested and became exercisable on the date that the closing price of the Registrant's common stock on the New York Stock Exchange was at least $18.00 per share for thirty (30) consecutive trading days.
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