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Umh — Director's Dealing 2024
Apr 18, 2024
7099_rns_2024-04-18_d9548a38-3bf3-4c0b-970e-10668a85968b.pdf
Director's Dealing
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□ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
□ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | b. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Taft Brett | UMH PROPERTIES, INC. [ UMH ] | Director | ||||||||||||||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | 10% Owner X Officer (give title below) Other (specify below) |
||||||||||||||||
| 3499 ROUTE 9 , SUITE 3C | 3/15/2024 | EVP and COO | ||||||||||||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||||||||||||
| FREEHOLD, NJ 07728 | X Form filed by One Reporting Person | |||||||||||||||||
| (City) (State) (Zip) |
Form filed by More than One Reporting Person | |||||||||||||||||
| Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||
| 1. Title of Security | 2. Trans. Date 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned | 6. | 7. Nature | |||||||||||||
| (Instr. 3) | Execution Date, if any |
(Instr. 8) | or Disposed of (D) (Instr. 3, 4 and 5) |
Following Reported Transaction(s) (Instr. 3 and 4) |
Form: | Ownership of Indirect Beneficial |
||||||||||||
| Direct (D) or Indirect |
Ownership (Instr. 4) |
|||||||||||||||||
| Code | V | (A) or (D) Amount |
Price | (I) (Instr. 4) |
||||||||||||||
| UMH Properties, Inc. | 117,320.12 112 | D | ||||||||||||||||
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed 4. Trans. Execution Date, if any |
Code (Instr. 8) |
5. Number of Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable Derivative Securities and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of 9. Number of 10. Derivative derivative Security (Instr. 5) Owned Amount or Number of Shares (Instr. 4) |
Securities Beneficially |
Ownership of Indirect Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature Beneficial Ownership (Instr. 4) |
|||||||
| Code | V | (A) | (D) | Expiration Date Title Exercisable Date |
Following Reported Transaction(s) |
|||||||||||||
| UMH Properties, Inc. |
\$15.66 | 3/26/2024 | 3/26/2034 | UMH Properties, Inc. |
50,000 | 50,000 | D | |||||||||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2024 | 3/21/2033 | UMH Properties, Inc. |
75,000 | 75,000 | D | |||||||||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2023 3/28/2032 | UMH Properties, Inc. |
39,000 | 39,000 | D | ||||||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 7/14/2031 | UMH Properties, Inc. |
50,000 | 50,000 | D | ||||||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
50,000 | 50,000 | D | |||||||||||
| UMH Properties, Inc. |
\$11.42 | 1/2/2020 | 1/2/2029 | UMH Properties, Inc. |
40,000 | 40,000 | D | |||||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
20,000 | 20,000 | D | |||||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
20,000 | 20,000 | D |
Explanation of Responses:
(1) Includes 196.17 shares acquired through dividend reinvestment on 3/15/24, and 6,910 shares held in 401(k) as of 3/15/24.
Reporting Owners
| Reporting Owner Name / Address - | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer | Other | |||||||
| Taft Brett | ||||||||
| 3499 ROUTE 9 , SUITE 3C | EVP and COOl | |||||||
| FREEHOLD, NJ 07728 |
Signatures
| Nelli Madden | 4/17/2024 | |||
|---|---|---|---|---|
| ** -Signature of Renorting Person |
Date |
** Signature of Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly. * = If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18tf(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information in this form are not required to respond unless the form displays a currently valid OMB control number.