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Umh — Director's Dealing 2023
Jan 26, 2023
7099_rns_2023-01-26_c9abf93c-0a6d-431f-ac2d-36db59183fe7.pdf
Director's Dealing
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[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer |
|---|---|---|
| (Check all applicable) | ||
| LANDY SAMUELA | UMH PROPERTIES, INC. [ UMH ] | |
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _____ 10% Owner |
| X Officer (give title below) _____ Other (specify below) |
||
| 3499 ROUTE 9 NORTH, SUITE 3C | 1/25/2023 | President and CEO |
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
(Instr. 3, 4 and 5) | 4. Securities Acquired (A) or Disposed of (D) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | 790829.99 | D | ||||||||
| UMH Properties, Inc. | 10404.38 | I | Held by Spouse |
|||||||
| UMH Properties, Inc. | 44080.14 | I | Held with Spouse |
|||||||
| UMH Properties, Inc. | 43169.34 | I | The Landy 2022 Family Trust |
|||||||
| UMH Properties, Inc. | (1) 0 |
I | Sam Landy Family Ltd. Partnership |
|||||||
| UMH Properties, Inc., | 48000 | I | Co-Manager of EWL Grandchildren Fund LLC |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
Derivative Securities | 6. Date Exercisable 7. Title and Amount of and Expiration Date Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$14.25 | 1/19/2018 1/19/2027 | UMH Properties, Inc. |
50000 | 50000 | D |
Explanation of Responses:
(1) Mr. Landy is no longer a general partner of Sam Landy Family LTD. Partnership, and accordingly shares owned by Sam Landy Family LTD. Partnership are no longer deemed beneficially owned by Mr. Landy.
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | Other | |||||||
| LANDY SAMUELA | ||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | X | President and CEO | ||||||
| FREEHOLD, NJ 07728 |
| Signatures |
|---|
| ------------ |
Nelli Madden 1/25/2023 \\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| LANDY EUGENE W | UMH PROPERTIES, INC. [ UMH ] | |||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _____ 10% Owner |
||||
| X Officer (give title below) _____ Other (specify below) |
||||||
| Chairman of the Board | ||||||
| 3499 RT. 9 NORTH, SUITE 3-C |
1/25/2023 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
(Instr. 3, 4 and 5) | 4. Securities Acquired (A) or Disposed of (D) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|
|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | ||||
| UMH Properties, Inc. | 904146.044 | D | |||||||
| UMH Properties, Inc. | 112849 | I | The Sheltered Family Trust |
||||||
| UMH Properties, Inc. | 122880 | I | Eugene W. and Gloria Landy Family Foundation |
||||||
| UMH Properties, Inc. | (1) 0 |
I | Juniper Plaza Associates |
||||||
| UMH Properties, Inc. | (2) 0 |
I | Windsor Industrial Park Associates |
||||||
| UMH Properties, Inc. | 172607.725 | I | Landy Investments |
||||||
| UMH Properties, Inc. | 33561.288 | I | Landy & Landy Employees' Pension Plan |
||||||
| UMH Properties, Inc. | 42912.51 | I | Landy & Landy Employees' Profit Sharing Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$18.52 | 9/9/2023 | 9/9/2032 | UMH Properties, Inc. |
100000 | 100000 | D | ||||||||
| UMH Properties, Inc. |
\$9.70 | 3/25/2021 3/25/2030 | UMH Properties, Inc. |
100000 | 100000 | D | |||||||||
| UMH Properties, Inc. |
\$13.90 | 4/2/2020 | 4/2/2029 | UMH Properties, Inc. |
100000 | 100000 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
100000 | 100000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
100000 | 100000 | D | ||||||||
| UMH Properties, Inc. |
\$9.77 | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
100000 | 100000 | D |
Explanation of Responses:
- (1) Mr. Landy is no longer a general partner of Juniper Plaza Associates, and accordingly shares owned by Juniper Plaza Associates are no longer deemed beneficially owned by Mr. Landy.
- (2) Mr. Landy is no longer a general partner of Windsor Industrial Park Associates, and accordingly shares owned by Windsor Industrial Park Associates are no longer deemed beneficially owned by Mr. Landy.
Reporting Owners
| Reporting Owner Name / Address | Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | Other | ||||||||
| LANDY EUGENE W | |||||||||
| 3499 RT. 9 NORTH | X | Chairman of the Board | |||||||
| SUITE 3-C | |||||||||
| FREEHOLD, NJ 07728 |
Signatures
| Eugene W. Landy | 1/25/2023 |
|---|---|
| ----------------- | ----------- |
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.