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Umh — Director's Dealing 2023
Jun 29, 2023
7099_rns_2023-06-29_1d4ca5d5-aa67-4527-9185-e65e940d611e.pdf
Director's Dealing
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☐ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||
|---|---|---|---|---|---|---|
| LANDY SAMUELA | UMH PROPERTIES, INC. [ UMH ] | |||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _ 10% Owner X__ Officer (give title below) _____ Other (specify below) |
||||
| 3499 ROUTE 9 NORTH, STE 3C |
6/15/2023 | President and CEO | ||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEDHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
|||||
| (City) (State) (Zip) |
Rule 10b5-1(c) Transaction Indication | |||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | 854668.37 (1) | D | ||||||||
| UMH Properties, Inc. | 10680.71 (2) | I | Held by Spouse |
|||||||
| UMH Properties, Inc. | 44113.78 (3) | I | Held with Spouse |
|||||||
| UMH Properties, Inc. | 44374.24 (4) | I | The Landy 2022 Family Trust |
|||||||
| UMH Properties, Inc., | 48000 | I | Co-Manager of EWL Grandchildren Fund LLC |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2024 3/21/2033 | UMH Properties, Inc. |
29500 | 29500 | D | |||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$14.25 | 1/19/2018 1/19/2027 | UMH Properties, Inc. |
50000 | 50000 | D |
Explanation of Responses:
- (1) Includes 2,986.8 shares acquired through dividend reinvestment on 6/15/23, and 88,778 shares held in 401(k) as of 6/15/23.
- (2) Includes 6.87 shares acquired through dividend reinvestment on 6/15/23.
- (3) Includes 16.3 shares acquired through dividend reinvestment on 6/15/23.
- (4) Includes 583.87 shares acquired through dividend reinvestment on 6/15/23.
Reporting Owners
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | Other | ||||||
| LANDY SAMUELA 3499 ROUTE 9 NORTH STE 3C FREEDHOLD, NJ 07728 |
X | President and CEO |
Signatures
| NELLI MADDEN | 6/28/2023 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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