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Umh — Director's Dealing 2023
Jun 28, 2023
7099_rns_2023-06-28_97d8d9d1-8a34-490c-8dcd-04a10be7a43f.pdf
Director's Dealing
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| SEC Form 4 |
|---|
| ------------ |
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
| OMB APPROVAL | ||||||||
|---|---|---|---|---|---|---|---|---|
| OMB Number: 3235-0287 |
||||||||
| Estimated average burden | ||||||||
| hours per response: | 0.5 |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Carus Jeffrey A |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X 10% Owner |
|||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (Month/Day/Year) 06/15/2023 |
Director Officer (give title below) |
below) | Other (specify | |||||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
|||||||||||||
| (Street) FREEHOLD NJ 07728 |
X | Form filed by One Reporting Person Form filed by More than One Reporting Person |
|||||||||||||
| (City) | (State) | (Zip) | Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
| 1. Title of Security (Instr. 3) Date |
2. Transaction (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||||||||
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||||||
| UMH Properties, Inc. | 18,211.95(1) | D | |||||||||||||
| UMH Properties, Inc. | 294.15(2) | I | Custodial account for Son, Daniel |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| UMH Properties, Inc. (Preferred D) | 500 | D | ||||||||
| UMH Properties, Inc. | 294.15(3) | I | Custodial account for Son, Ethan |
|||||||
| for Son, Daniel |
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
-
Includes 228.47 shares acquired through dividend reinvestment on 6/15/2023.
-
Includes 3.85 shares acquired through dividend reinvestment on 6/15/2023.
-
Includes 3.85 shares acquired through dividend reinvestment on 6/15/2023.
NELLI MADDEN 06/27/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Instruction 1(b).
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
| OMB APPROVAL | ||||||||
|---|---|---|---|---|---|---|---|---|
| OMB Number: 3235-0287 |
||||||||
| Estimated average burden | ||||||||
| hours per response: | 0.5 |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
| or Section 30(h) of the Investment Company Act of 1940 | ||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person* LANDY DANIEL O. |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
||||||||||||||
| (Last) (First) (Middle) 3499 ROUTE 9 NORTH |
3. Date of Earliest Transaction (Month/Day/Year) 06/15/2023 |
Officer (give title Other (specify X below) below) EVP and President of OZ Fund |
||||||||||||||
| SUITE 3C | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
||||||||||||||
| (Street) FREEHOLD NJ 07728 |
X Person |
Form filed by One Reporting Person Form filed by More than One Reporting |
||||||||||||||
| (City) | (State) | (Zip) | Rule 10b5-1(c) Transaction Indication | |||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed 3. Execution Date, Transaction if any Code (Instr. (Month/Day/Year) 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||||||
| Code | V | Amount | (A) or (D) |
Price | Transaction(s) (Instr. 3 and 4) |
|||||||||||
| UMH Properties, Inc. | 69,928.19(1) | D | ||||||||||||||
| UMH Properties, Inc. | 44,374.24(2) | I | The Landy 2022 Family Trust |
|||||||||||||
| UMH Properties, Inc. | 37,903 | I | Juniper Plaza Associates, LTD. |
|||||||||||||
| UMH Properties, Inc. | 16,220 | I | Samuel Landy Family LTD Partnership |
|||||||||||||
| Partnership | ||||||
|---|---|---|---|---|---|---|
| UMH Properties, Inc. | 24,670 | I | Windsor Industrial Park Associates, LTD. |
|||
| UMH Properties, Inc. (Preferred D) | 900 | I | Windsor Industrial Park Associates, LTD. |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. 3. Transaction 3A. Deemed Conversion Date Execution Date, or Exercise (Month/Day/Year) if any Price of (Month/Day/Year) Derivative Security |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
75,000 | 75,000 | D | ||||||||
| UMH Properties, Inc. |
\$23.81 | 02/08/2023 | 03/28/2032 | UMH Properties, Inc. |
78,100 | 78,100 | D | ||||||||
| UMH Properties, Inc. |
\$22.57 | 07/14/2022 | 07/14/2031 | UMH Properties, Inc. |
100,000 | 100,000 | D |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. 5. Transaction Number Code (Instr. of 8) Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||
| UMH Properties, Inc. |
\$9.7 | 03/25/2021 | 03/25/2030 | UMH Properties, Inc. |
80,000 | 80,000 | D | ||||||||
| UMH Properties, Inc. |
\$13.9 | 04/02/2020 | 04/02/2029 | UMH Properties, Inc. |
100,000 | 100,000 | D | ||||||||
| UMH Properties, Inc. |
\$12.94 | 12/10/2019 | 12/10/2028 | UMH Properties, Inc. |
25,000 | 25,000 | D | ||||||||
| UMH Properties, Inc. |
\$15.75 | 07/09/2019 | 07/09/2028 | UMH Properties, Inc. |
10,000 | 10,000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 04/02/0019 | 04/02/2028 | UMH Properties, Inc. |
1,000 | 1,000 | D |
Explanation of Responses:
-
Includes 199.04 shares acquired through dividend reinvestment on 6/15/23, and 5,089 shares held in 401(k) as of 6/15/23.
-
Includes 583.87 shares acquired through dividend reinvestment on 6/15/23.
NELLI MADDEN 06/27/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
| SEC Form 4 |
|---|
| ------------ |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Washington, D.C. 20549
OMB APPROVAL
| OMB Number: | 3235-0287 |
|---|---|
| Estimated average burden | |
| hours per response: | 0.5 |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
| Instruction 1(b). | Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person* LANDY EUGENE W |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner |
||||||||||||||
| (Last) | (First) (Middle) 3499 ROUTE 9 NORTH SUITE 3C |
3. Date of Earliest Transaction (Month/Day/Year) | Officer (give title X below) Chairman |
Other (specify below) |
||||||||||||
| (Street) FREEHOLD |
NJ 07728 |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
|||||||||||||
| (City) | (State) | (Zip) | Rule 10b5-1(c) Transaction Indication satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to | ||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any |
3. Transaction Code (Instr. |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially |
6. Ownership Form: Direct (D) or Indirect |
7. Nature of Indirect Beneficial |
||||||||||
| (Month/Day/Year) | 8) Code V |
Amount | (A) or Price (D) |
Owned Following Reported Transaction(s) (Instr. 3 and 4) |
(I) (Instr. 4) | Ownership (Instr. 4) |
||||||||||
| UMH Properties, Inc. | 904,724.9(1) | D | ||||||||||||||
| UMH Properties, Inc. | 112,849 | I | The Sheltered Family Trust |
|||||||||||||
| UMH Properties, Inc. | 122,880 | I | Eugene W. and Gloria Landy Family Foundation |
|||||||||||||
| UMH Properties, Inc. | 172,607.725 | I | Landy Investments |
|||||||||||||
| UMH Properties, Inc. | 33,561.288 | I | Landy & Landy Employees' Pension Plan |
|||||||||||||
| UMH Properties, Inc. | 42,912.51 | I | Landy & Landy Employees' Profit Sharing Plan |
|||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
75,000 | 75,000 | D | ||||||||
| UMH Properties, Inc. |
\$18.52 | 09/09/2023 | 09/09/2032 | UMH Properties, Inc. |
100,000 | 100,000 | D | ||||||||
| UMH Properties, Inc. |
\$22.57 | 07/14/2022 | 07/14/2031 | UMH Properties, Inc. |
100,000 | 100,000 | D |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||
| UMH Properties, Inc. |
\$9.7 | 03/25/2021 | 03/25/2030 | UMH Properties, Inc. |
100,000 | 100,000 | D | ||||||||
| UMH Properties, Inc. |
\$13.9 | 04/02/2020 | 04/02/2029 | UMH Properties, Inc. |
100,000 | 100,000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 04/02/2019 | 04/02/2028 | UMH Properties, Inc. |
100,000 | 100,000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 04/04/2018 | 04/04/2027 | UMH Properties, Inc. |
100,000 | 100,000 | D | ||||||||
| UMH Properties, Inc. |
\$9.77 | 04/05/2017 | 04/05/2024 | UMH Properties, Inc. |
100,000 | 100,000 | D |
Explanation of Responses:
- Includes 269.86 shares acquired through dividend reinvestment on 6/15/23.
NELLI MADDEN 06/27/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
| SEC Form 4 | |
|---|---|
| ------------ | -- |
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
| OMB APPROVAL | |
|---|---|
| OMB Number: | 3235-0287 |
| Estimated average burden | |
| hours per response: | 0.5 |
of EWL Grandchildren Fund LLC
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* LANDY MICHAEL P |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| X Director |
10% Owner | ||||||||||||||
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 06/15/2023 |
Officer (give title below) |
Other (specify below) |
||||||||||
| 3499 ROUTE 9 N STE 3-C | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
|||||||||||||
| (Street) | X | Form filed by One Reporting Person | |||||||||||||
| FREEHOLD | 07728 | Form filed by More than One Reporting Person |
|||||||||||||
| (City) | (State) | (Zip) | Rule 10b5-1(c) Transaction Indication | ||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
|||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||||
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
||||||||||
| UMH Properties, Inc. | 274,830.59(1) | D | |||||||||||||
| UMH Properties, Inc. | 20,359.15(2) | I | Held by Spouse |
||||||||||||
| UMH Properties, Inc. | 58,238.29(3) | I | Account is C/F Daughter Monica |
||||||||||||
| UMH Properties, Inc. | 16,918.86(4) | I | Account is C/F Son Aaron |
||||||||||||
| Co-Manager |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | (e.g., puts, calls, warrants, options, convertible securities) | ||||
|---|---|---|---|---|---|
UMH Properties, Inc. 48,000 I
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
-
Includes 1,184.06 shares acquired through dividend reinvestment on 6/15/23.
-
Includes 254.73 shares acquired through dividend reinvestment on 6/15/23.
-
Includes 656.11 shares acquired through dividend reinvestment on 6/15/23.
-
Includes 222.62 shares acquired through dividend reinvestment on 6/15/23.
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
NELLI MADDEN 06/27/2023