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Umh — Director's Dealing 2022
Jul 6, 2022
7099_rns_2022-07-06_060720c8-d943-4e89-8e16-a7e2a87cca34.pdf
Director's Dealing
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UMH PROPERTIES, INC. Reported by LANDY MICHAEL P
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 07/05/22 for the Period Ending 06/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
| F ORM 4 |
|---|
| --------------- |
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| ANDY MICHAEL P | UMH PROPERTIES, INC. UMH | |||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | Director 10% Owner |
||||
| Officer (give title below) Other (specify below) |
||||||
| 3499 ROUTE 9 N STE 3-C | 6/15/2022 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 (City) (Zip) (State) |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership Indirect Form: |
7. Nature of Beneficial Direct (D) Ownership |
||
|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or (D) |
Price | or Indirect (Instr. 4) (I) (Instr. 4) |
|||||
| UMH Properties, Inc. | 265060.396 (1) | D | |||||||
| UMH Properties, Inc. | 19395.998 (2) | T | Held by Spouse |
||||||
| UMH Properties, Inc. | 55539.832 (3) | I | Account is C/F Daughter Monica |
||||||
| UMH Properties, Inc. | 16077-115 (4) | I | Account is C/F Son Aaron |
||||||
| UMH Properties, Inc. | 48000 | I | Co-Manager of EWL Grandchildren Fund LLC |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| Title of Derivate | 3 Trans. | 3A. Deemed 4. Trans. Code 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of 9. Number of 10. | 11. Nature | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities and Expiration Date | Securities Underlying | Derivative derivative | Ownership of Indirect | |||||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | |||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative Ownership | ||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | |||||||||
| Security | Following | Direct (D) | |||||||||||
| Reported | or Indirect | ||||||||||||
| Date | Expiration ~: 1 - | Amount or Number of I Iitle Shares |
Transaction(s) (I) (Instr. | ||||||||||
| Code | (A) | (D) | Exercisable Date | (Instr. 4) |
Explanation of Responses:
- (1) Includes 974.99 shares acquired through dividend reinvestment on 6/15/22; and 36,433 and 578 shares transferred from 401(k) to Mr. Landy's RA on 4/25/22 and 6/27/22, respectively.
- (2) Includes 221.08 shares acquired through dividend reinvestment on 6/15/22.
- (3) Includes 619.39 shares acquired through dividend reinvestment on 6/15/22.
- (4) Includes 193.21 shares acquired through dividend reinvestment on 6/15/22.
Reporting Owners
| Relationships | ||||||
|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer Other | |||||
| LANDY MICHAEL P | ||||||
| 3499 ROUTE 9 N STE 3-C | X | |||||
| FREEHOLD, NJ 07728 |
Signatures
T
| Nelli Madden | 7/5/2022 |
|---|---|
| ** -Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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