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UMB FINANCIAL CORP — Director's Dealing 2021
Jan 29, 2021
30657_dirs_2021-01-29_db9a3d57-fa55-4658-a56c-b6aa8563957a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-01-29
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-29 | Common Stock | M | 2500 | $45.58 | Acquired | 195679.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.00 | Disposed | 195579.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.02 | Disposed | 195479.6353 | Direct |
| 2021-01-29 | Common Stock | S | 200 | $72.03 | Disposed | 195279.6353 | Direct |
| 2021-01-29 | Common Stock | S | 200 | $72.06 | Disposed | 195079.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.08 | Disposed | 194979.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.14 | Disposed | 194879.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.16 | Disposed | 194779.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.18 | Disposed | 194679.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.19 | Disposed | 194579.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.265 | Disposed | 194479.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.31 | Disposed | 194379.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.33 | Disposed | 194279.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.34 | Disposed | 194179.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.35 | Disposed | 194079.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.36 | Disposed | 193979.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.38 | Disposed | 193879.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.40 | Disposed | 193779.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.41 | Disposed | 193679.6353 | Direct |
| 2021-01-29 | Common Stock | S | 100 | $72.44 | Disposed | 193579.6353 | Direct |
| 2021-01-29 | Common Stock | S | 200 | $72.48 | Disposed | 193379.6353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-29 | Stock Option (Right to Buy) | $45.58 | M | 2500 | Disposed | 2023-01-01 | Common Stock (2500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 2097.7076 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 53800 | Indirect |
| Common Stock | 12558 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2032636 | Indirect |
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