UMB FINANCIAL CORP — Director's Dealing 2021

Feb 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-02-10

Reporting Person: Pauls John (EVP & General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-10	Common Stock	M	383	$47.68	Acquired	6906.4902	Direct
2021-02-10	Common Stock	M	547	$57.40	Acquired	7453.4902	Direct
2021-02-10	Common Stock	M	341	$45.58	Acquired	7794.4902	Direct
2021-02-10	Common Stock	M	187	$39.97	Acquired	7981.4902	Direct
2021-02-10	Common Stock	S	100	$78.26	Disposed	7881.4902	Direct
2021-02-10	Common Stock	S	100	$78.26	Disposed	7781.4902	Direct
2021-02-10	Common Stock	S	56	$78.26	Disposed	7725.4902	Direct
2021-02-10	Common Stock	S	1	$78.26	Disposed	7724.4902	Direct
2021-02-10	Common Stock	S	100	$78.27	Disposed	7624.4902	Direct
2021-02-10	Common Stock	S	39	$78.28	Disposed	7585.4902	Direct
2021-02-10	Common Stock	S	60	$78.30	Disposed	7525.4902	Direct
2021-02-10	Common Stock	S	100	$78.30	Disposed	7425.4902	Direct
2021-02-10	Common Stock	S	1	$78.32	Disposed	7424.4902	Direct
2021-02-10	Common Stock	S	100	$78.32	Disposed	7324.4902	Direct
2021-02-10	Common Stock	S	1	$78.32	Disposed	7323.4902	Direct
2021-02-10	Common Stock	S	100	$78.32	Disposed	7223.4902	Direct
2021-02-10	Common Stock	S	100	$78.33	Disposed	7123.4902	Direct
2021-02-10	Common Stock	S	100	$78.34	Disposed	7023.4902	Direct
2021-02-10	Common Stock	S	50	$78.38	Disposed	6973.4902	Direct
2021-02-10	Common Stock	S	100	$78.38	Disposed	6873.4902	Direct
2021-02-10	Common Stock	S	50	$78.43	Disposed	6823.4902	Direct
2021-02-10	Common Stock	S	100	$78.45	Disposed	6723.4902	Direct
2021-02-10	Common Stock	S	100	$78.47	Disposed	6623.4902	Direct
2021-02-10	Common Stock	S	100	$78.48	Disposed	6523.4902	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-10	Stock Option (Right to Buy)	$47.68	M	383	Disposed	2026-02-05	Common Stock (383)	Direct
2021-02-10	Stock Option (Right to Buy)	$57.40	M	547	Disposed	2024-01-01	Common Stock (547)	Direct
2021-02-10	Stock Option (Right to Buy)	$45.58	M	341	Disposed	2023-01-01	Common Stock (341)	Direct
2021-02-10	Stock Option (Right to Buy)	$39.97	M	187	Disposed	2022-01-01	Common Stock (187)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	839.4778	Indirect

Footnotes

F1: Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.

F2: Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019

F3: The option vests 50% on 1/1/16; 75% on 1/1/17 and 100% on 1/1/18

F4: Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.