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UMB FINANCIAL CORP — Director's Dealing 2021
Feb 17, 2021
30657_dirs_2021-02-17_c1648b9a-0063-48fa-874d-69f916b0aba7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-02-13
Reporting Person: Beaird Robert Brian (Chief Human Resource Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-13 | Common Stock | F | 92 | $78.51 | Disposed | 2293.1589 | Direct |
| 2021-02-17 | Common Stock | S | 241 | $79.1894 | Disposed | 2052.1589 | Direct |
| 2021-02-17 | Common Stock | M | 158 | $51.42 | Acquired | 2210.1589 | Direct |
| 2021-02-17 | Common Stock | M | 98 | $47.68 | Acquired | 2308.1589 | Direct |
| 2021-02-17 | Common Stock | M | 215 | $75.25 | Acquired | 2523.1589 | Direct |
| 2021-02-17 | Common Stock | S | 471 | $79.08 | Disposed | 2052.1589 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-17 | Stock Option (Right to Buy) | $51.42 | M | 158 | Disposed | 2025-02-11 | Common Stock (158) | Direct |
| 2021-02-17 | Stock Option (Right to Buy) | $47.68 | M | 98 | Disposed | 2026-02-05 | Common Stock (98) | Direct |
| 2021-02-17 | Stock Option (Right to Buy) | $75.25 | M | 215 | Disposed | 2027-02-02 | Common Stock (215) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 152.5823 | Indirect |
Footnotes
F1: Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020
F2: Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
F3: Options vest as to 50% on 2/2/19, 75% on 2/2/20, and 100% on 2/2/21
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